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Awareness training · Good practice (GxP)

GMP Supplier Qualification Training: Keep Unsafe Materials Out of Your Medicines

If you have been asked to sort out supplier control before an FDA or EU GMP inspection, this GMP supplier qualification training gives you the method in about two hours. Perhaps an audit found suppliers on the approved list with no audit report, a quality agreement that says nothing about change notification, or excipients released on the supplier's certificate of analysis alone. Those are the findings that turn into warning letters.

The training course shows you how to map every active substance, excipient and packaging component, rate supplier risk, choose between a questionnaire and an on-site audit, write responsibilities into a quality agreement, and establish certificate reliability before you reduce testing. You follow one built company, JKL Pharma, a tablet and sterile injectables maker with sites in Mumbai and Singapore, through every decision, so you can repeat it with your own supplier list on Monday.

GMP supplier qualification training teaches pharmaceutical companies how to approve and control the suppliers of active substances, excipients and packaging. It covers risk-rating materials, supplier assessment and audits, quality agreements, the approved supplier list, identity testing, when certificates of analysis can be trusted, performance monitoring, requalification, and distributors and brokers.

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What you get

  • 10 video modules

    About 110 minutes, with captions. Watch at your own pace on any device.

  • Practice after every module

    Short questions check your understanding before you move on.

  • Final exam

    Multiple choice, with immediate retakes if you need them.

  • Built by experts

    Industry experts, domain specialist trainers and globally renowned auditors with 30+ years in ISO and GRC.

A certificate you can prove, and share

Verifiable certificate with a QR code anyone can scan, plus a digital badge to add to your LinkedIn profile.

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Standard and edition21 CFR 211.84; EU GMP Chapters 5 and 7; EU excipient guidelines; ICH Q10

Last updated31 October 2026

Why supplier qualification matters now

Supplier failures still kill patients and still bring warning letters. On 23 January 2023 the World Health Organization reported incidents of over-the-counter cough syrups for children contaminated with diethylene glycol and ethylene glycol in at least seven countries, with more than 300 deaths in three of them, mostly children under five. FDA's May 2023 guidance on testing high-risk components notes that manufacturers had relied on suppliers' certificates of analysis where the chain of custody was not known.

Regulators continue to cite the same gaps. In a warning letter dated 29 May 2025, FDA found that an over-the-counter manufacturer had not adequately tested the identity of incoming components, had relied on suppliers' certificates without establishing their reliability, and had not tested each shipment of each lot of glycerin with the test that detects DEG and EG. In August 2026 another warning letter described a firm with no quality unit oversight of its suppliers and contract manufacturers, no quality agreements, and certificates of analysis that were never requested or kept. Outsourcing a material never outsources the responsibility for it.

Who this GMP supplier qualification training course is for

The course is for people at pharmaceutical, API and excipient companies who approve, audit or monitor suppliers, or who decide what incoming materials need testing. It is especially useful when you are preparing for an FDA or EU GMP inspection, when an inspection or audit has raised a finding on supplier control, when you move into a supplier quality role, or when a client asks you to show how your suppliers are qualified.

  • QA staff and QA managers responsible for the supplier programme
  • Supplier quality and purchasing staff who select and approve suppliers
  • QC staff who sample and test incoming materials
  • Internal and supplier auditors
  • Managers who sign off approved supplier lists and quality agreements

What you will learn on this training course

The outcomes below follow the life of a supplier from first contact to removal, so you can apply them in the order your own programme runs.

  • Explain what FDA and EU GMP expect of a supplier qualification programme
  • Classify materials and suppliers by risk to the patient and the product
  • Assess and audit a new supplier and record the decision
  • Agree specifications and quality agreements that define responsibilities
  • Decide when a supplier's certificate of analysis can replace in-house tests
  • Monitor, requalify and, when needed, remove suppliers

Course outline: 10 modules

  • Module 1, Why supplier qualification matters: three real cases, why responsibility stays with the manufacturer, and the built company used throughout.
  • Module 2, What the rules require: US identity testing, EU risk-based control of active substances and excipients, and ICH Q10 on purchased materials.
  • Module 3, Mapping and rating risk: mapping every material and rating risk from its source and from its use, including high-risk lists.
  • Module 4, Assessing a new supplier: the evidence to collect, finding the real maker, gap analysis and the approval decision.
  • Module 5, Supplier audits: when to audit, who audits, scope and duration, the audit cycle, the report and follow-up.
  • Module 6, Specifications and quality agreements: agreed specifications, EU and FDA expectations for quality agreements, who does what, and change control.
  • Module 7, Certificates and testing: identity testing on every batch and container, relying on certificates, high-risk items and discrepancies.
  • Module 8, Monitoring and requalification: what to watch after approval, scorecards, periodic reviews, triggers and disqualification.
  • Module 9, Changes and brokers: knowing the maker, traders and brokers, certificates handed down a chain, supplier changes and suspect goods.
  • Module 10, Putting it together: the supplier life cycle, one material end to end, the cases revisited and your road map.

The supplier qualification requirements explained

Supplier qualification is required on both sides of the Atlantic, and the course teaches one method that satisfies both. In the US, 21 CFR 211.84 requires at least one identity test on each component and allows a supplier's analysis to replace other tests only when its reliability has been established through validation at appropriate intervals; 21 CFR 211.22 makes the quality unit responsible for approving components. FDA's guidance on testing glycerin, propylene glycol and other high-risk components for DEG and EG (May 2023, Revision 1) and its November 2016 guidance on quality agreements add detail.

In the EU, Chapter 5 of the GMP guide (in operation since 1 March 2015) sets out the selection, qualification and auditing of starting material suppliers, and Chapter 7 (since 31 January 2013) covers outsourced activities. The 2015 EU guidelines on formalised risk assessment for excipients (2015/C 95/02) require manufacturers to decide the appropriate GMP for each excipient. ICH Q10, section 2.7, places the responsibility for purchased materials with the pharmaceutical company.

How the online course works

The course is delivered as 10 on-demand video modules with about 2 hours of video in total. Each module ends with short practice questions so you can check your understanding before moving on; they do not count toward your result. Throughout the modules you follow JKL Pharma's real decisions: a worked risk rating, a supplier assessment, a quality agreement outline and a certificate-reliability plan.

The course closes with a multiple-choice final exam drawn from the course's question bank. The exam is assessed, with a pass mark of 70%. If the first attempt does not reach it, one retake is included. Every learner who completes the course and the exam receives a Sterling Academy Certificate of Completion.

  • Study online, on demand, on any device: laptop, tablet or phone
  • Learn at your own pace and replay any module
  • Practice questions after every module
  • Final multiple-choice exam with one retake
  • Certificate of Completion when you finish the course and exam

What you can do after the course

You will be able to take your own supplier list and turn it into a risk-based programme that stands up in an inspection.

  • Build a material map and risk-rate every active substance, excipient and packaging component
  • Choose between a questionnaire, document review or on-site audit for a new supplier and record the decision
  • Draft the responsibilities section of a quality agreement
  • Set up a plan to establish and periodically confirm certificate reliability before reducing testing
  • Identify high-risk components that need DEG and EG testing on every lot
  • Run periodic supplier reviews and act on triggers for re-audit or removal
  • Spot the warning signs of brokers, unknown manufacturers and suspect materials

GMP supplier qualification training for teams and organisations

Sterling Academy offers company plans so a whole team can take this course together. A client administrator in your organisation adds people, assigns this course and related ones, and follows progress from one place, so QA, purchasing, QC and auditors can all work from the same method.

Progress reports show who has started, who has completed and who holds a certificate, which is useful evidence of training when an auditor or inspector asks for it. Your organisation receives one invoice for the plan instead of individual receipts. Company prices are set per organisation: get a quote for your organisation and we will reply with a plan that fits the number of learners and courses you need.

Why learn with Sterling Academy

Sterling Academy courses are built by industry experts, domain specialist trainers and globally renowned auditors with 30+ years of experience in ISO and GRC. The Academy is the training arm of Sterling International Consulting, with 8,100+ client engagements in 60+ countries over 20+ years, so the course content reflects what auditors, inspectors and clients actually ask for in practice.

Every course is kept to the current edition of the regulations and guidance it teaches. For supplier qualification, Sterling Academy also offers a broader course, Supplier Evaluation and Second-Party Audits, which teaches audit technique across industries; this course focuses on what medicines regulators require.

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Watch a sample from GMP Supplier Qualification Training before you enrol.

GMP Supplier Qualification TrainingSample

Inside the course

A clear path through the essentials.

10 modules, 10 practice checkpoints and a final exam. Video runtimes are approximate; allow additional time for the practice questions and the final exam. Modules marked optional can be skipped; the others are studied in any order.

Part 1Why supplier qualification matters and the requirementsApprox. 22 min

  1. Welcome: why supplier qualification matters11 min

    What GMP supplier qualification is and why it matters, shown through the DEG and EG contaminated syrups and two recent FDA warning letters.

    What this module covers

    Opens with a drum of excipient arriving with a perfect certificate of analysis, and the question of how you know what is inside. Covers three cases: cough syrups for children contaminated with diethylene glycol and ethylene glycol in 2022 and 2023, with WHO reporting more than 300 deaths in three countries; FDA's May 2025 letter to Laboratoire Druide in Canada; and its August 2026 letter to Safrel Pharmaceuticals in New Jersey. Shows that responsibility for materials stays with the medicine maker. Introduces JKL Pharma's sites in Mumbai and Singapore, clears four myths, from trusting the certificate to 'once approved, always approved', and outlines the ten modules, the final exam and the certificate. It ends with a recap and three practice questions.

    What you will be able to do

    • Explain why the medicine maker stays responsible for its materials
    • Recognise the supplier failures behind recent FDA and WHO cases
    • Describe how the course and final exam work

    Why it matters

    Seeing how trusted paperwork let toxic excipients through shows why your own supplier checks matter.

    Practice: Practice: Welcome: why supplier qualification matters · 3 questions

  2. What the rules require12 min

    GMP supplier qualification requirements: US FDA identity testing, EU GMP risk-based supplier control, excipient risk assessment and ICH Q10.

    What this module covers

    Returns to the Druide case, where FDA found no identity test on each component and reliance on suppliers' certificates without checking their reliability, including glycerin not tested for diethylene and ethylene glycol. Covers US rules requiring an identity test on each component, with certificates allowed only once their reliability is established. Explains EU GMP's documented, risk-based supplier control, supply chain traceability for active substances with audits, and formal risk assessment for excipients under the Commission's guidelines of March 2015. Covers ICH Q10's four processes: assess, define, monitor and verify. Shows how JKL Pharma's corporate quality team maps each rule to a procedure, and why a GMP certificate never qualifies a supplier by itself. It ends with a recap and three practice questions.

    What you will be able to do

    • Explain US identity testing and certificate reliability rules
    • Describe EU expectations for active substance and excipient suppliers
    • Apply the four ICH Q10 processes to a supplier programme

    Why it matters

    Knowing exactly what the rules ask lets you show inspectors your own evidence rather than a supplier's certificate.

    Practice: Practice: What the rules require · 3 questions

Part 2Rating risk and approving a new supplierApprox. 33 min

  1. Mapping and rating risk11 min

    Mapping materials and rating supplier risk for GMP: actives, excipients, processing aids and packaging, and high-risk components such as glycols.

    What this module covers

    Returns to the contaminated syrups, where an inexpensive propylene glycol excipient, not the active ingredient, caused the harm. Covers building a full map of what a site buys: actives, excipients, processing aids such as solvents and filter aids, and packaging, with each manufacturer, each supplier or distributor in between and each site that uses it. Explains rating each material on the risks from its source and supply chain and from its use: the dosage form, the route and what the material does in the formulation. Shows part of JKL Pharma's risk register and rating method, including metformin from its sister company JKL Fine Chemicals, checking materials against FDA's high-risk list, and reviewing ratings every year and after every defect or alert. It ends with a recap and three practice questions.

    What you will be able to do

    • Map every material with its manufacturer and supply chain
    • Rate a material's risk from its source, supply chain and use
    • Let the risk rating decide the supplier controls

    Why it matters

    Rating risk properly puts your effort on the materials that could hurt patients, including ordinary excipients.

    Practice: Practice: Mapping and rating risk · 3 questions

  2. Assessing a new supplier11 min

    Assessing a new pharmaceutical supplier before approval: questionnaires, certificates, regulatory history, gap analysis and the approved supplier list.

    What this module covers

    Returns to Safrel Pharmaceuticals, where FDA found no quality oversight of suppliers or contract manufacturers and no certificates of analysis kept. Covers collecting the evidence: who makes the material, what certificates and data the supplier holds, and its regulatory history. Works through JKL Pharma's assessment of a new povidone binder supplier, an excipient maker in Frankfurt with a named site and direct supply, its questionnaire, GMP certificate and certificate of analysis. Explains comparing the GMP the material needs with what the supplier can show, documenting gaps, rating the supplier, choosing a strategy, approving with the evidence on file, and enforcing the approved supplier list, linked at JKL to the warehouse system, with clear grounds for disqualification. It ends with a recap and three practice questions.

    What you will be able to do

    • Collect the evidence needed to assess a new supplier
    • Document gaps between required and demonstrated GMP
    • Approve a supplier and enforce the approved list at delivery

    Why it matters

    Assessing before the first order means an urgent purchase never brings in a supplier nobody has checked.

    Practice: Practice: Assessing a new supplier · 3 questions

  3. Supplier audits11 min

    GMP supplier audits: when an audit is needed, auditor competence, audit scope including cross-contamination, the report and follow-up.

    What this module covers

    Opens with an excipient maker whose questionnaire said dedicated equipment, until the auditor found a final dryer shared with a pesticide intermediate and incomplete cleaning records. Covers when audits are needed: in the EU, makers and distributors of active substances are audited, and for other materials the risk decides. Explains who can audit, giving an audit the duration and scope for a full and clear view, and why a generic checklist ticked in a meeting room by lunchtime is not enough. Shows a summary of JKL Pharma's audit of its sister company JKL Fine Chemicals, which stayed approved with a corrective action due in sixty days and the next five lots fully tested. Covers reports that show what was seen, follow-up with evidence and a risk-based schedule. It ends with a recap and three practice questions.

    What you will be able to do

    • Decide when a supplier audit is needed by material and risk
    • Plan an audit scope that covers cross-contamination
    • Follow up audit findings with evidence before the next audit

    Why it matters

    An audit that looks at the process, not the paperwork, finds risks no questionnaire will ever report.

    Practice: Practice: Supplier audits · 3 questions

Part 3Specifications, quality agreements and incoming testingApprox. 22 min

  1. Specifications and quality agreements11 min

    Material specifications and GMP quality agreements with suppliers: responsibilities, change notification, subcontracting and records access.

    What this module covers

    Starts with a tablet maker whose lubricant supplier moved to a new plant under the same grade name, until dissolution results drifted from a change in particle size that no agreement required it to report. Covers the specification, which sets your requirements for each material and is agreed with the supplier, and the quality agreement, which sets who does each GMP activity, using a chart, matrix or narrative as FDA allows. Shows the outline of JKL Pharma's quality agreement with its new povidone supplier: approval before changes to site, process or raw materials, and deviations and recalls reported within two working days. Explains duties on both sides, no subcontracting without approval, records you can see, and checking whether change notices actually arrived. It ends with a recap and three practice questions.

    What you will be able to do

    • Write a material specification agreed with the supplier
    • Set out GMP responsibilities in a quality agreement
    • List the changes that need notice or approval in an agreement

    Why it matters

    Agreeing requirements and change notice in writing catches a supplier's change before it reaches your product.

    Practice: Practice: Specifications and quality agreements · 3 questions

  2. Certificates and testing11 min

    Incoming material testing in GMP: identity testing, relying on a supplier's certificate of analysis, reduced testing and glycol testing.

    What this module covers

    Opens with FDA's June 2025 warning letter to Dynamic Blending Specialists, a Utah over-the-counter drug maker that did not test each component lot for identity, including glycerin, and relied on unverified certificates. Covers identity testing by the user on every batch, normally on every container, a test that is never handed over. Explains when a supplier's certificate can replace other tests: only once its reliability is shown and checked again at intervals by full analysis. Shows part of JKL Pharma's testing plan at receipt built from each material's risk rating, packaging checks, and a Boston tablet maker that suspends a supplier's certificates after a discrepancy. Covers testing high-risk glycol components in every container of every lot. It ends with a recap and three practice questions.

    What you will be able to do

    • Apply identity testing to every batch and container
    • Establish and recheck the reliability of a supplier's certificates
    • Test high-risk glycol components in every container of every lot

    Why it matters

    Your own identity test is the check that stops a wrong or contaminated material being used on trust.

    Practice: Practice: Certificates and testing · 3 questions

Part 4Monitoring, changes and a complete programmeApprox. 33 min

  1. Monitoring and requalification11 min

    Supplier monitoring and requalification in GMP: performance trends, the annual supplier review, triggers and disqualification.

    What this module covers

    Starts with an excipient supplier approved after a good audit, whose late certificates and damaged bags were each handled alone until two lots failed in the fourth year. Covers monitoring every supplier after approval: defects, trends, certification, changes and the source of each delivery, with JKL's warehouse system blocking unapproved makers or sites. Explains the yearly review of every supplier with real data, triggers such as major changes or regulatory action, and keeping, adding controls or disqualifying, as FDA asked of Safrel. Shows four results from JKL Pharma's yearly supplier review, including a foil printer's text error found by JKL's own check, and rubber stoppers at its Singapore site, with the question: would we approve it today? It ends with a recap and three practice questions.

    What you will be able to do

    • Monitor supplier performance and spot trends across deliveries
    • Run a yearly supplier review with real data
    • Decide whether to keep, add controls to or disqualify a supplier

    Why it matters

    Reviewing suppliers every year joins up small warning signs before they become rejected lots or recalls.

    Practice: Practice: Monitoring and requalification · 3 questions

  2. Changes and brokers11 min

    Supplier changes and distributors, traders and brokers in GMP supply chains: original manufacturer, chain of custody and certificates.

    What this module covers

    Returns to FDA's 2023 guidance on glycol contamination, where certificates were often copies on a distributor's letterhead, the glycerin's origin was not apparent and the chain of custody unknown, a pattern the 2022 outbreak repeated. Covers knowing the original manufacturer behind every distributor, trader or broker, and buying direct where possible. Explains accepting only certificates that name the original maker and batch, with the original attached, and treating a new source, maker or maker's site as a change, assessed and tested before use. Shows how JKL Pharma controls its polyethylene glycol 400 bought through a distributor, and testing broker materials in every container until the source is known and assessed. It ends with a recap and three practice questions.

    What you will be able to do

    • Identify the original manufacturer behind a distributor or broker
    • Accept only certificates that name the original maker and batch
    • Treat a new source or maker's site as a change before use

    Why it matters

    Qualifying the whole chain, not the invoice, closes the gap through which contaminated glycols have reached medicines.

    Practice: Practice: Changes and brokers · 3 questions

  3. Putting it together11 min

    A complete GMP supplier qualification programme at JKL Pharma: the supplier life cycle, one supplier file, a road map and the final exam.

    What this module covers

    Opens with the question of whether you could show an inspector the whole story of one material tomorrow. Puts the modules side by side as one life cycle: rate risk, assess the supplier, agree requirements in writing, verify every delivery and monitor and review. Follows the polyethylene glycol 400 in JKL Pharma's tablet coating through the whole programme, and shows how JKL shares the work. Looks back at the syrups and the Druide, Dynamic Blending and Safrel letters, including FDA's request for glycol results within thirty days from retained samples. Gives a five-step road map starting with the riskiest materials, the value of linking the approved list to the warehouse system, and the final exam.

    What you will be able to do

    • Apply the rate, assess, agree, verify and monitor cycle
    • Build one supplier file that tells a material's whole story
    • Plan a road map that starts with your riskiest materials

    Why it matters

    Seeing the whole programme on one material shows where your own supplier files would leave gaps.

    Practice: Practice: Putting it together · 3 questions

Frequently asked questions

Your questions,
answered.

About GMP Supplier Qualification Training, its certificate and enrolment.

Ask Sterling
Is Sterling Academy a good choice for GMP training?

Yes. Sterling Academy's GMP courses are built by the Sterling consulting group, which has taken organisations to certification across 8,100+ client engagements in 60+ countries over 20+ years. They cover the awareness and specialist levels, always on the current edition, with practice questions that show the right answer. Each course ends with a final exam and a verifiable certificate that anyone can check online, plus a LinkedIn badge, and client administrators can show an auditor exactly who has been trained. You will understand what GMP asks of you, contribute to your organisation's implementation and audit readiness, and play your part with confidence when the auditor visits. Sterling Academy courses carry the same content as Sterling's classroom training, whose certificates are trusted and accepted by all major certification bodies, as evidence of training at client audits for over 20 years.

What is GMP supplier qualification training?

It is training on how pharmaceutical manufacturers approve and control their material suppliers. This course covers risk-rating materials, assessing and auditing suppliers, quality agreements, the approved supplier list, identity testing, relying on certificates of analysis, monitoring, requalification, and distributors and brokers, with US FDA and EU GMP references where they apply.

Who needs GMP supplier qualification training?

Anyone who approves, audits or monitors suppliers of medicines materials needs it. That includes QA and supplier quality staff, purchasing staff, QC analysts who test incoming materials, auditors and managers at pharmaceutical, API and excipient companies, and anyone who decides when a supplier's certificate of analysis can be relied on.

Is supplier qualification mandatory under GMP?

Yes, controlling suppliers is a regulatory requirement for medicines manufacturers. In the US, 21 CFR 211.84 requires identity testing of each component and validated reliability before a supplier's analysis replaces other tests. In the EU, Chapter 5 of the GMP guide requires suppliers of starting materials to be qualified, and ICH Q10 places responsibility for purchased materials with the manufacturer.

How long does the course take?

The course has about 2 hours of video across 10 modules. Because it is on demand, you can complete it in one sitting or spread it over several days, and replay any module. Allow a little extra time for the practice questions after each module and for the final exam.

Do I get a certificate?

Yes, you receive a Sterling Academy Certificate of Completion. The course ends with an assessed scenario-based multiple-choice exam drawn from the question bank, with a pass mark of 70% and one retake; every learner who completes it receives the Certificate of Completion.

How much does GMP supplier qualification training cost?

The course costs US$19 per learner. That gives you online access to all 10 video modules, the practice questions, the final exam and the certificate. For teams, contact us for a quote for your organisation; company plans include a client administrator, progress reports and one invoice.

Does the course follow US FDA or EU GMP requirements?

It follows both, through one common method. The course teaches supplier qualification as good practice and cites the main references where they apply: 21 CFR 211.84 and FDA's 2023 high-risk component guidance for the US, Chapters 5 and 7 of the EU GMP guide and the 2015 excipient guidelines for the EU, and ICH Q10.

When can a supplier's certificate of analysis replace in-house testing?

Only after you have established the certificate's reliability and continue to confirm it at appropriate intervals. US rules still require at least one identity test on each component. Module 7 shows how to build a reliability plan, which high-risk components such as glycerin need testing on every lot, and how to handle discrepancies.

What is the difference between this course and a general supplier audit course?

This course is specific to medicines. It covers what pharmaceutical regulators require of active substance, excipient and packaging suppliers, including identity testing, certificate reliability, high-risk excipients and quality agreements. Sterling Academy's Supplier Evaluation and Second-Party Audits course teaches supplier evaluation and audit technique across industries in more general terms.

Does the course cover distributors and brokers?

Yes, Module 9 is dedicated to them. It explains why you must know the actual manufacturer, how certificates handed on by a chain of traders can lose their value, what EU and FDA guidance say about brokers, how to manage supplier changes, and what to do when goods look suspect or falsified.

Can my team take GMP supplier qualification training together?

Yes, through a Sterling Academy company plan. A client administrator adds your staff, assigns this course and related ones, and follows progress reports, and your organisation receives one invoice. Contact us for a quote for your organisation based on the number of learners and courses.

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You will understand what GMP asks of you, contribute to your organisation's implementation and audit readiness, and play your part with confidence when the auditor visits. Your certificate can be verified online in seconds, so certification body auditors, employers and clients can confirm your training instantly.

Complete the course and its final exam and you receive a Sterling Academy Certificate of Completion, verifiable online by QR code, with a LinkedIn badge to share.

Pass mark
70%
Prerequisites
None

Sterling Academy courses carry the same content as Sterling's classroom training, whose certificates are trusted and accepted by all major certification bodies, as evidence of training at client audits for over 20 years.

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